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Legal

Full Disclosures
Complete set of Disclosures forms
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Form ADV Part 1
The form consists of two parts. ... Part 1 requires information about the investment adviser's business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the adviser or its employees. Part 1 is organized in a check-the-box, fill-in-the-blank format.
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Form ADV Part 2
Part 2 requires investment advisers to prepare narrative brochures that include plain English disclosures of the adviser's business practices, fees, conflicts of interest, and disciplinary information. The brochure is the primary disclosure document for investment advisers and must be delivered to advisory clients.
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Form CRS
Form CRS is a relationship summary disclosure form (“CRS” stands for customer or client relationship summary). As part of their disclosure obligations under Reg BI, broker-dealers and financial advisors are now required to share versions of Form CRS with retail investors.
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Privacy Policy
A Privacy Policy is a statement or a legal document that states how a company or website collects, handles and processes data of its customers and visitors. It explicitly describes whether that information is kept confidential, or is shared with or sold to third parties.
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  • Personal Adviser DBA(‘Wealthup’)Inc. is registered as an investment adviser with the Securities and Exchange Commission (“SEC”).
  • Important Disclosures: Investing involves risk, including loss of principal. Any historical returns, expected returns or probability projections are hypothetical in nature and may not reflect actual future performance. Account holdings are for illustrative purposes only and are not investment recommendations. Please consider, among other important factors, your investment objectives, risk tolerance and Wealthup pricing before investing. Diversification and asset allocation do not guarantee a profit, nor do they eliminate the risk of loss of principal. All charts, figures, and graphs are for illustrative purposes only and do not represent an actual client experience.By using this website, you accept our Terms of Use and Privacy Policy. You should review the Form CRS for Wealth up which is designed to clarify the standard of conduct applicable to investment advisers and help you better understand the services offered.
  • Wealthup is a digital financial services company offering financial products for U.S. based consumers. Wealthup’s investment advisory services are available only to residents of the United States in jurisdictions where Wealthup is registered. In order to open a Wealthup account, you must be at least 18 years of age. Nothing on this website should be considered an offer, solicitation of an offer, or advice to buy or sell securities. The content on this website does not constitute a complete description of Wealthup’s investment advisory services.
  • Copyright 2020 Personal Adviser (‘Wealthup’) Inc . The Monthly Wrap Fee starts at $20.00 and you’ll also bear expenses reflected in the pricing of the third party ETFs in your account . Before investing, please see the Wealthup Wrap Fee Brochure and applicableDrive Wealth LLC Custodial fees.
  • Wealthup uses Drivewealth LLC as broker/dealer for Wealthup investment accounts. Advisory products and services are offered through FINRA BrokerCheck reports for Drivewealth LLC are available at: FINRA, Drivewealth LLC provides clearing and execution services and serves as qualified custodian for advisory assets of Wealthup Clients. Products offered by Personal Adviser Inc are Not FDIC Insured, Not Bank Guaranteed, and May Lose Value.
  • Email: support@wealthup.io
  • Information provided by Wealthup Support is for informational and general educational purposes only and is not investment or financial advice.
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  • Apple, the Apple logo, and iphone are trademarks of Apple, Inc., registered in the U.S.
  • WEALTHUP and PERSONAL ADVISER are registered trademarks of Personal Adviser Inc.
  • © Copyright 2020 Personal Adviser Inc. All rights reserved.
  • For additional important risks, disclosures and information, please visit Legal